| Thu, 2 Jul 2026 | ALLIANZ SE | 10 percent owner | J-Other | 1,272,329 | — |
| Tue, 16 Jun 2026 | Corio Norma | director | M-Exempt | 30,732 | — |
| Tue, 16 Jun 2026 | Bouzarif Ali | director | M-Exempt | 30,732 | — |
| Tue, 16 Jun 2026 | Keaney Timothy F | director | M-Exempt | 47,495 | — |
| Tue, 16 Jun 2026 | FURLONG MARK F | director | M-Exempt | 30,732 | — |
| Tue, 16 Jun 2026 | Brophy Warson Tracey | director | M-Exempt | 30,732 | — |
| Tue, 16 Jun 2026 | Cetin Nazim | director | M-Exempt | 30,732 | — |
| Tue, 16 Jun 2026 | Wimmer Andreas | director | M-Exempt | 30,732 | — |
| Sun, 15 Feb 2026 | Moran Kevin P. | officer: President and COO | M-Exempt | 47,398 | $0 |
| Sun, 15 Feb 2026 | Keenan Patrick T. | officer: Principal Accounting Officer | M-Exempt | 3,166 | $0 |
| Sun, 15 Feb 2026 | Keenan Patrick T. | officer: Principal Accounting Officer | M-Exempt | 1,243 | $0 |
| Sun, 15 Feb 2026 | Keenan Patrick T. | officer: Principal Accounting Officer | M-Exempt | 4,966 | $0 |
| Sun, 15 Feb 2026 | Harrington Michael W | officer: Chief Financial Officer | M-Exempt | 27,089 | $0 |
| Sun, 15 Feb 2026 | Graham Colleen A | officer: Chief Legal, Compl & Risk Ofcr | M-Exempt | 31,412 | $0 |
| Sun, 15 Feb 2026 | Graham Colleen A | officer: Chief Legal, Compl & Risk Ofcr | M-Exempt | 28,892 | $0 |
| Sun, 15 Feb 2026 | Graham Colleen A | officer: Chief Legal, Compl & Risk Ofcr | M-Exempt | 21,894 | $0 |
| Sun, 15 Feb 2026 | Connell Brooke | officer: Pres, US Wealth Mgmt | M-Exempt | 8,701 | $0 |
| Sun, 15 Feb 2026 | Connell Brooke | officer: Pres, US Wealth Mgmt | M-Exempt | 38,379 | $0 |
| Sun, 15 Feb 2026 | Connell Brooke | officer: Pres, US Wealth Mgmt | M-Exempt | 22,955 | $0 |
| Sun, 15 Feb 2026 | Moran Kevin P. | officer: President and COO | M-Exempt | 35,488 | $0 |
| Sun, 15 Feb 2026 | Tiedemann Michael | director, officer: Chief Executive Officer | M-Exempt | 85,752 | $0 |
| Sun, 15 Feb 2026 | Tiedemann Michael | director, officer: Chief Executive Officer | M-Exempt | 25,546 | $0 |
| Sun, 15 Feb 2026 | Tiedemann Michael | director, officer: Chief Executive Officer | M-Exempt | 57,910 | $0 |
| Sun, 15 Feb 2026 | Weeber Robert | officer: Pres, Intl. Wealth Mmgt | M-Exempt | 23,021 | $0 |
| Sun, 15 Feb 2026 | Weeber Robert | officer: Pres, Intl. Wealth Mmgt | M-Exempt | 35,796 | $0 |
| Sun, 15 Feb 2026 | Weeber Robert | officer: Pres, Intl. Wealth Mmgt | M-Exempt | 8,955 | $0 |
| Sun, 15 Feb 2026 | Moran Kevin P. | officer: President and COO | M-Exempt | 13,785 | $0 |
| Wed, 20 Aug 2025 | Weeber Robert | officer: Pres, Intl. Wealth Mmgt | G-Gift | 17,730 | $0 |
| Wed, 13 Aug 2025 | Weeber Robert | officer: Pres, Intl. Wealth Mmgt | G-Gift | 616,024 | $0 |
| Fri, 8 Aug 2025 | Weeber Robert | officer: Pres, Intl. Wealth Mmgt | C-Conversion | 616,024 | $0 |
| Mon, 5 Jan 2026 | ALLIANZ SE | 10 percent owner | J-Other | 865,344 | — |
