| Date | Name | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| Tue, 15 Sep 2026 | MATSUMOTO RAYMOND D | other | D-Return | 2,668 | $247.27K |
| Tue, 15 Sep 2026 | Watson Michael James | other | D-Return | 1,583 | $146.71K |
| Tue, 15 Sep 2026 | Tolla John Charles | officer: EVP, Chief Risk Officer | D-Return | 1,885 | $174.7K |
| Tue, 15 Sep 2026 | Constantine Thomas M | other | M-Exempt | 3,905 | $361.92K |
| Tue, 15 Sep 2026 | Tolla John Charles | officer: EVP, Chief Risk Officer | M-Exempt | 3,502 | $324.57K |
| Tue, 15 Sep 2026 | Swanson Brian D | other | D-Return | 1,822 | $168.86K |
| Tue, 15 Sep 2026 | Watson Michael James |
| other |
| M-Exempt |
| 3,174 |
| $294.17K |
| Tue, 15 Sep 2026 | Bar-Adon Eshel | officer: EVP, Strategic Partnerships an | M-Exempt | 3,629 | $336.34K |
| Tue, 15 Sep 2026 | Walsh Derrick | officer: EVP, Chief Financial Officer | M-Exempt | 4,127 | $382.49K |
| Tue, 15 Sep 2026 | Bar-Adon Eshel | officer: EVP, Strategic Partnerships an | D-Return | 1,956 | $181.28K |
| Tue, 15 Sep 2026 | Swanson Brian D | other | M-Exempt | 3,381 | $313.35K |
| Tue, 15 Sep 2026 | GILL ANN | other | D-Return | 884 | $81.93K |
| Tue, 15 Sep 2026 | THIELE CANDACE L | other | D-Return | 547 | $50.7K |
| Tue, 15 Sep 2026 | THIELE CANDACE L | other | M-Exempt | 1,122 | $103.99K |
| Tue, 15 Sep 2026 | MATSUMOTO RAYMOND D | other | M-Exempt | 4,946 | $458.4K |
| Tue, 15 Sep 2026 | Constantine Thomas M | other | D-Return | 2,102 | $194.81K |
| Tue, 15 Sep 2026 | Walsh Derrick | officer: EVP, Chief Financial Officer | D-Return | 2,222 | $205.93K |
| Tue, 15 Sep 2026 | GILL ANN | other | M-Exempt | 1,643 | $152.27K |
| Wed, 5 Aug 2026 | Santi Roque A | director | S-Sale | 500 | $52.65K |
| Wed, 5 Aug 2026 | Santi Roque A | director | S-Sale | 500 | $52.65K |
| Tue, 30 Jun 2026 | Garrabrants Gregory | director, officer: President and CEO | A-Award | 202,032 | $19.68M |
| Tue, 30 Jun 2026 | Garrabrants Gregory | director, officer: President and CEO | D-Return | 108,995 | $10.62M |
| Mon, 8 Jun 2026 | Constantine Thomas M | other | S-Sale | 1,994 | $176.57K |
| Tue, 19 May 2026 | Watson Michael James | other | S-Sale | 1,653 | $138.47K |
| Tue, 12 May 2026 | Argalas James S | director | G-Gift | 2,100 | $177.79K |
| Fri, 8 May 2026 | Santi Roque A | director | S-Sale | 500 | $43.89K |
| Sun, 15 Mar 2026 | Bar-Adon Eshel | officer: EVP Strategic Partnerships an | D-Return | 952 | $80.62K |
| Fri, 20 Mar 2026 | Tolla John Charles | officer: EVP, Chief Risk Officer | D-Return | 634 | $52.58K |
| Fri, 20 Mar 2026 | Walsh Derrick | officer: EVP, Chief Financial Officer | M-Exempt | 1,360 | $112.78K |
| Fri, 20 Mar 2026 | Walsh Derrick | officer: EVP, Chief Financial Officer | D-Return | 733 | $60.79K |
| Fri, 20 Mar 2026 | Watson Michael James | officer: EVP, Head of Axos Securities | D-Return | 491 | $40.72K |
| Fri, 20 Mar 2026 | Watson Michael James | officer: EVP, Head of Axos Securities | M-Exempt | 983 | $81.52K |
| Fri, 20 Mar 2026 | THIELE CANDACE L | officer: EVP, Chief Administrative Offi | M-Exempt | 444 | $36.82K |
| Fri, 20 Mar 2026 | MATSUMOTO RAYMOND D | officer: EVP, Chief Operating Officer | M-Exempt | 1,621 | $134.43K |
| Fri, 20 Mar 2026 | GILL ANN | officer: SVP, Chief Accounting Officer | D-Return | 323 | $26.79K |
| Fri, 20 Mar 2026 | GILL ANN | officer: SVP, Chief Accounting Officer | M-Exempt | 601 | $49.84K |
| Fri, 20 Mar 2026 | Crow David M | officer: EVP, Head of Clearing | M-Exempt | 583 | $48.35K |
| Fri, 20 Mar 2026 | Constantine Thomas M | officer: EVP, Chief Credit Officer | D-Return | 606 | $50.26K |
| Fri, 20 Mar 2026 | Constantine Thomas M | officer: EVP, Chief Credit Officer | M-Exempt | 1,124 | $93.21K |
| Fri, 20 Mar 2026 | Bar-Adon Eshel | officer: EVP Strategic Partnerships an | D-Return | 592 | $49.09K |
| Fri, 20 Mar 2026 | Bar-Adon Eshel | officer: EVP Strategic Partnerships an | M-Exempt | 1,098 | $91.06K |
| Fri, 20 Mar 2026 | Crow David M | officer: EVP, Head of Clearing | D-Return | 200 | $16.59K |
| Fri, 20 Mar 2026 | Swanson Brian D | officer: President, Consumer Bank | D-Return | 1,587 | $131.61K |
| Fri, 20 Mar 2026 | Swanson Brian D | officer: President, Consumer Bank | M-Exempt | 1,177 | $97.61K |
| Fri, 20 Mar 2026 | Swanson Brian D | officer: President, Consumer Bank | M-Exempt | 2,943 | $244.06K |
| Fri, 20 Mar 2026 | THIELE CANDACE L | officer: EVP, Chief Administrative Offi | D-Return | 217 | $18K |
| Fri, 20 Mar 2026 | Swanson Brian D | officer: President, Consumer Bank | D-Return | 634 | $52.58K |
| Fri, 20 Mar 2026 | Tolla John Charles | officer: EVP, Chief Risk Officer | M-Exempt | 1,177 | $97.61K |
| Fri, 20 Mar 2026 | Tolla John Charles | officer: EVP, Chief Risk Officer | M-Exempt | 2,943 | $244.06K |
| Fri, 20 Mar 2026 | Tolla John Charles | officer: EVP, Chief Risk Officer | D-Return | 1,587 | $131.61K |
| Holder | Shares | % out | Change |
|---|---|---|---|
| BlackRock, Inc. | 8,389,477 | 14.8% | +68,179 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | 3,136,801 | 5.5% | +46,026 |
| STATE STREET CORP | 3,023,908 | 5.3% | +207,211 |
| FMR LLC | 2,969,246 | 5.2% | +531,572 |
| AMERICAN CENTURY COMPANIES INC | 2,705,653 | 4.8% | +195,246 |
| VANGUARD CAPITAL MANAGEMENT LLC | 2,466,744 | 4.3% | +12,670 |
| DIMENSIONAL FUND ADVISORS LP | 2,197,135 | 3.9% | +20,132 |
| GEODE CAPITAL MANAGEMENT, LLC | 1,967,141 | 3.5% | +8,711 |
| Davis Asset Management, L.P. | 1,535,219 | 2.7% | +0 |
| Sixth Street Partners Management Company, L.P. | 751,934 | 1.3% | — |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 751,934 | 1.3% | +19,853 |
| FRANKLIN RESOURCES INC | 714,462 | 1.3% | −40,532 |
| NORTHERN TRUST CORP | 710,371 | 1.2% | +25,659 |
| AMERIPRISE FINANCIAL INC |
| 654,362 |
| 1.2% |
| −54,127 |
| Invesco Ltd. | 617,610 | 1.1% | +71,304 |
