| Pathstone Holdings, LLC | 821,241 | 10.5% | +105,366 |
| GUGGENHEIM CAPITAL LLC | 254,793 | 3.3% | −11,582 |
| ROBINSON CAPITAL MANAGEMENT, LLC | 195,329 | 2.5% | +0 |
| WELLS FARGO & COMPANY/MN | 170,498 | 2.2% | +84,037 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 157,714 | 2.0% | +0 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 147,928 | 1.9% | +1,001 |
| RIVERBRIDGE PARTNERS LLC | 139,632 | 1.8% | −1,262 |
| Matisse Capital | 105,041 | 1.3% | −23,774 |
| Bank of New York Mellon Corp | 101,527 | 1.3% | −4 |
| BANK OF AMERICA CORP /DE/ | 97,163 | 1.2% | −36,698 |
| 1607 Capital Partners, LLC | 90,804 | 1.2% | +0 |
| Bulldog Investors, LLP | 84,716 | 1.1% | +50,534 |
| Hennion & Walsh Asset Management, Inc. | 73,079 | 0.9% | — |
| UBS Group AG | 68,674 | 0.9% | −22 |
| Thomas J. Herzfeld Advisors, Inc. | 66,149 | 0.8% | — |