Guggenheim Active Allocation Fund · Ownership · TradingHolo

Guggenheim Active Allocation Fund · Ownership · TradingHolo

Insider activity

Open-market trades from Form 4 filings

Insiders bought $4.99K and sold $47.55K in the filings shown.

Date	Name	Role	Type	Shares	Value
Fri, 6 Mar 2026	Barnes Randall C	director, other	S-Sale	3,000	$47.55K
Thu, 18 Dec 2025	NYBERG RONALD	director, other	P-Purchase	321	$4.99K

Institutional holders

From 13F filings · Tue, 30 Jun 2026

Holder	Shares	% out	Change
MORGAN STANLEY	2,865,899	8.7%	+27,151
BANK OF AMERICA CORP /DE/	960,147	2.9%	+45,183
GUGGENHEIM CAPITAL LLC	950,000	2.9%	+0
Atlas Wealth LLC	848,495	2.6%	—
Advisors Asset Management, Inc.	801,539	2.4%	−2,808
RAYMOND JAMES FINANCIAL INC	781,046	2.4%	+72,092
Baird Financial Group, Inc.	676,913	2.1%	−53,391
WELLS FARGO & COMPANY/MN	665,643	2.0%	+369,050
ROYAL BANK OF CANADA	498,064	1.5%	−1,950
Pathstone Holdings, LLC	371,088	1.1%	−517,784
Steward Partners Investment Advisory, LLC	174,918	0.5%	+24,798
Sanctuary Advisors, LLC	109,996	0.3%	—
Kestra Advisory Services, LLC	100,518	0.3%	—
Invesco Ltd.	84,145	0.3%	−813
Closed-End Fund Advisors, Inc.	80,586	0.2%	−26,102

Float 0 · outstanding 32,980,083