| Date | Name | Role | Type | Shares | Value |
|---|---|---|---|---|---|
| Wed, 30 Sep 2026 | Baird Gordon A | director | P-Purchase | 300 | $1.47K |
| Thu, 2 Jul 2026 | THOMSEN LAURIE J | director: | — | 0 | $0 |
| Thu, 2 Jul 2026 | Roepke Maryanne L | director: | — | 0 | $0 |
| Thu, 2 Jul 2026 | JONES PETER DARRELL | director: | — | 0 | $0 |
| Thu, 2 Jul 2026 | FORD GOLDFARB MAUREEN R | director: | — | 0 | $0 |
| Thu, 2 Jul 2026 | CAROSELLI JOHN A | director: | — | 0 | $0 |
| Thu, 2 Jul 2026 | Buller Steven E | director: | — | 0 | $0 |
| Thu, 2 Jul 2026 | WILLIAMS DARRELL A | director: | — | 0 | $0 |
| Thu, 2 Jul 2026 | SMITH PAULA ELISABETH | director: | — | 0 | $0 |
| Thu, 2 Jul 2026 | OTIS CLARENCE JR | director: | — | 0 | $0 |
| Thu, 2 Jul 2026 | KILMAN JAMES W. | director: | — | 0 | $0 |
| Thu, 2 Jul 2026 | ROBERGE MICHAEL W | — | — | 0 | $0 |
| Thu, 2 Jul 2026 | KAVANAUGH JOHN P | director: | — | 0 | $0 |
| Fri, 10 Jul 2026 | Yao Nancy | director | J-Other | 2,812 | $16.96K |
| Fri, 10 Jul 2026 | Reit Todd | director | J-Other | 2,434 | $14.68K |
| Fri, 10 Jul 2026 | Maher Bill | director | J-Other | 5,724 | $34.53K |
| Mon, 8 Jun 2026 | JPMorgan Chase Bank, N.A. | 10 percent owner | J-Other | 1,274 | — |
| Holder | Shares | % out | Change |
|---|---|---|---|
| Pathstone Holdings, LLC | 5,415,646 | 5.4% | +589,801 |
| BANK OF AMERICA CORP /DE/ | 2,173,502 | 2.2% | +567,834 |
| UBS Group AG | 1,821,270 | 1.8% | +546,546 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,509,877 | 1.5% | +601,827 |
| Advisors Asset Management, Inc. | 1,212,792 | 1.2% | −60,105 |
| ROBINSON CAPITAL MANAGEMENT, LLC | 1,076,957 | 1.1% | +897,784 |
| Hennion & Walsh Asset Management, Inc. | 1,024,569 | 1.0% | +224,810 |
| Saba Capital Management, L.P. | 1,023,943 | 1.0% | +758,143 |
| Almitas Capital LLC | 878,531 | 0.9% | — |
| GUGGENHEIM CAPITAL LLC | 845,307 | 0.9% | +12,908 |
| VAN ECK ASSOCIATES CORP | 728,998 | 0.7% | — |
| WHITEBOX ADVISORS LLC | 575,062 | 0.6% | +450,062 |
| MORGAN STANLEY | 566,526 | 0.6% | +371,643 |
| Closed-End Fund Advisors, Inc. |
| 466,837 |
| 0.5% |
| +191,581 |
| COMMONWEALTH EQUITY SERVICES, LLC | 460,275 | 0.5% | — |