Saratoga Investment Corp · Ownership · TradingHolo

Saratoga Investment Corp · Ownership · TradingHolo

Insider activity

Open-market trades from Form 4 filings

Insiders bought $445.8K and sold $0 in the filings shown.

Date	Name	Role	Type	Shares	Value
Fri, 9 Oct 2026	Oberbeck Christian L	director, officer: CEO and Director	P-Purchase	15,000	$222.45K
Thu, 8 Oct 2026	Oberbeck Christian L	director, officer: CEO and Director	P-Purchase	15,000	$223.35K
Wed, 9 Sep 2026	Oberbeck Christian L	director, officer: CEO and Director	J-Other	290	$0
Tue, 18 Aug 2026	Oberbeck Christian L	director, officer: CEO and Director	J-Other	280	$0
Tue, 18 Aug 2026	Oberbeck Christian L	director, officer: CEO and Director	J-Other	280	$0
Wed, 5 Aug 2026	Zoellner Scott E.	director:	—	0	$0
Wed, 22 Jul 2026	Oberbeck Christian L	director, officer: CEO and Director	J-Other	2,560	$0
Thu, 29 Jan 2026	Oberbeck Christian L	director, officer, 10 percent owner: CEO and Director	G-Gift	1,000	$0
Fri, 19 Dec 2025	Oberbeck Christian L	director, officer, 10 percent owner: CEO and Director	G-Gift	1,000	$0
Thu, 11 Dec 2025	Oberbeck Christian L	director, officer, 10 percent owner: CEO and Director	G-Gift	7,800	$0
Thu, 11 Dec 2025	Oberbeck Christian L	director, officer, 10 percent owner: CEO and Director	G-Gift	5,200	$0

Institutional holders

From 13F filings · Tue, 30 Jun 2026

Holder	Shares	% out	Change
Lido Advisors, LLC	181,518	1.2%	−17,620
Private Advisor Group, LLC	146,681	0.9%	−18,458
Legal & General Group Plc	141,229	0.9%	+18,288
Hennion & Walsh Asset Management, Inc.	127,040	0.8%	−10,635
Advisors Asset Management, Inc.	121,635	0.8%	+15,010
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	116,012	0.7%	+33,605
LPL Financial LLC	111,909	0.7%	−2,086
WELLS FARGO & COMPANY/MN	85,079	0.5%	−188
Ethos Financial Group, LLC	56,533	0.4%	+3,687
BlackRock, Inc.	53,261	0.3%	−1,335
CITADEL ADVISORS LLC	50,507	0.3%	+27,204
RAYMOND JAMES FINANCIAL INC	49,143	0.3%	+689
Wealthcare Advisory Partners LLC	49,141	0.3%	−1,432